Search results for Compliance Management System
Industry
Woowa Brothers renews ISO 37301 compliance management certification
Woowa Brothers, the operator of the Baemin delivery platform, renewed its ISO 37301 compliance management system certification, maintaining international recognition of its compliance framework. The certification recognises company-wide compliance policies and risk response systems and requires annual follow-up reviews and a full audit every three years. Woowa Brothers first obtained the certification in 2023. The company said it has built a dedicated compliance organisation, strengthened internal auditors and runs compliance campaigns.
Finance
Securities regulator files complaint against former NH Investment & Securities executive over insider information
South Korea\'s Securities and Futures Commission filed a criminal complaint against 8 people, including a former senior NH Investment & Securities executive, for allegedly using non-public information related to tender offers to make illicit gains. It also imposed maximum administrative penalties on 8 secondary and tertiary recipients accused of market-order disruption. Investigators said the suspects bought shares in 15 listed firms and later sold after disclosure. NH said it took internal control and disciplinary steps.
AI & Enterprise
ITCEN Core, Korea Compliance Certification Institute unveil digital compliance integration strategy
ITCEN Core said on Wednesday it unveiled a digital-based integrated compliance management strategy with the Korea Compliance Certification Institute to respond to a tightening global regulatory environment. It presented a next-generation roadmap covering corporate risk, from ESG evaluation response to real-time risk monitoring, at a joint seminar held on April 15. The strategy focuses on building a digital risk management system based on data integrity to detect and prevent risks in real time.
