Search results for FINRA
Crypto
Plume Network subsidiary KDS registers as broker-dealer with U.S. SEC
Kimber Digital Securities (KDS), a subsidiary of Plume Network, said it received approval for membership from the Financial Industry Regulatory Authority and registered with the U.S. Securities and Exchange Commission as a broker-dealer. Plume said the registration marks progress toward its goal of bringing real-world assets on-chain while complying with regulations. KDS said it will help investors access tokenised real securities and provide safeguards for regulated firms.
AI & Enterprise
Sam Altman sees AI race endgame in international oversight, industry consolidation or dominance by one company
OpenAI CEO Sam Altman (샘 알트먼) has outlined three scenarios for how competition in advanced artificial intelligence could end: permanent supervision by an international watchdog, consolidation among leading companies, or overwhelming dominance by a single company. He has cited a model similar to the IAEA and pointed to industry efforts to create a Frontier AI standards body. Debates over slowing development have triggered an antitrust lawsuit as OpenAI and rivals compete to raise funds.
Crypto
Silbert\'s 2011 tokenisation forecast resurfaces on SEC accredited investor overhaul
As the U.S. Securities and Exchange Commission moves to overhaul accredited investor rules, Digital Currency Group founder Barry Silbert revived a 2011 forecast on tokenisation. He said the SEC plan aligns with his earlier criticism that wealth is a poor measure of investor qualification. The SEC is considering public exams under FINRA and broader access for credentialed professionals. Silbert also said tokenisation and 24-hour trading are reshaping capital structures and market boundaries.
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Crypto
Wintermute registers as U.S. broker-dealer
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AI & Enterprise
Hassabis says AGI coming within years, proposes U.S.-led frontier AI standards body
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AI & Enterprise
Google DeepMind CEO says AGI could arrive within years, calls for U.S. standards body
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AI & Enterprise
DeepMind\'s Hassabis urges U.S.-led AI standards body
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Crypto
U.S. CFTC consults major pro sports leagues to crack down on prediction markets
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Crypto
WisdomTree launches tokenised mutual fund for 24/7 trading after SEC approval